Just Words? You Say Efficacy, And I Say Effectiveness

As anyone will tell you, different words can mean different things to different people. And so it is with government healthcare outcomes experts, as well. Consider efficacy and effectiveness, which are often used interchangeably to the possible detriment of those who rely on reimbursement decisions, according to a new analysis.

To be clear, effectiveness is used to describe drugs in real-world circumstances where the patient population and other variables cannot be controlled. By contrast, efficacy is used to describe how a drug performs in an ideal or controlled setting, such as a clinical trial. Yet some confusion apparently exists when it comes to using the correct word.

Of 38 health technology assessments conducted between 2005 and 2011 by agencies in English-speaking countries, 20 indicated they were evaluating effectiveness. Of those, however, only one actually evaluated effectiveness. Conversely, 17 stated they were measuring efficacy and did so, according to the analysis by Context Matters, a data analytics firm.

The agencies stated they measure efficacy and effectiveness at similar rates - 45 percent and 55 percent, respectively. But the agencies measure effectiveness significantly less frequently - just 3 percent of the time, according to the analysis, which was presented this week at the International Society of Pharmacoeconomics and Outcomes Research conference in Berlin (see this).

Why should this matter? The firm notes that reimbursement decisions are based on HTAs, but the analysis demonstrated that effectiveness is often used when the evidence presented for consideration is, instead, based on clinical trial scenarios rather than real-world circumstances.

"This is an obvious barrier to clear communication, but the implications might be broader," the firm wrote in its poster presentation. "If this is an indication of a more widespread misuse of critical terminology, then researchers, policymakers, and other readers may be misunderstanding the implications of comparative effectiveness and HTA reviews" (see more here).

"The terms confer a different level of rigor. This may appear to be semantics, but there's something imprecise about it. If you interchange these two terms, which mean different things for making reimbursement decisions, it really doesn't make a lot of sense," says Context Matters ceo Yin Ho and co-author of the study, which was presented this week at the International Society of Pharmacoeconomics and Outcomes Research conference in Berlin.

"People are trying to justify spending dollars and regulators are trying to decide whether drugs should be on the market," she tells us. "If people are non-chalant about the use of these terms, it can create a misleading perspective. The determinations have large consequences and calls into question their entire methodology... It's partially out of ignorance and partially out of sloppiness and we're not sure why. But it's more than just a blip."

The firm analyzed reviews made by the Canadian Agency for Drugs and Technologies in Health; the UK's National Institute for Health and Clinical Excellence; the Agency for Healthcare Research and Quality in the US; Germany's IQWIG, the Institute for Quality and Efficiency in Healthcare; Healthcare Improvement Scotland, which is a division of the UK's National Health Service; and the Drug Effectiveness Review Project, which is based at Oregon Health & Science University.

7 Comments

As a marketing director for a cardiovascular CRO--writing a lot of content--I love to see I'm not the only one in the world who thinks semantics matter. I always thought of efficacy vs. effectiveness like this.

Efficacy means it works scientifically in a specific manner, in a lab, with researchers controlling variables and whatnot. Effectiveness first assumes efficacy and goes one step further to see if a drug "works" in a real world applications.

Now to the semantics of whatnot....

Nov 7, 2012 - 3:01pm
Always assumed efficacy was results within specified endpoints (i.e., LDL reduced relative to placebo or comparator) whereas effectiveness had more to do with health outcomes (fewer MIs, etc.)

Sounds like that's only vaguely "in ballpark."

Nov 7, 2012 - 7:59pm
If you wrote the Obamacare law you use the term effectiveness, as in comparative effective trials. Of course these amateurs should have used the word efficacy. There is no where in the CFR, ICH, or other regs that uses the term effectiveness when trying to demonstrate whether a drug works.

Next thing you know these pensil pushing skinny necktie wearing pinhaps will try to parse the work safety and we can all have a circle jerk over that one.

Nov 7, 2012 - 9:23pm
Google up "comparative effectiveness." Apparently lots of amateurs writing for the Annals, College of Cardiology, etc.
Nov 7, 2012 - 9:48pm
Probably need Reg Agencies to create formal definitions for these words, and how they are to be properly used in reg submsn docs. They can start off by appointing Theresa and JiM as advisors.... Should keep ICH busy for the next 2 years.
Nov 9, 2012 - 2:27pm
@oii - getting a PhD in "Caviling" will be offered as a course for the "displaced" workers in the New World Economy.

I'm sure "safety" will get a lot of attention.

Nov 9, 2012 - 6:16pm
In the last thirty years the two words have changed meaning. I think "effectiveness" should be used to refer to what you learn from clinical trials, since that is the standard described in the law. That would leave "efficacy" to mean what happens in the real world. This is what they meant in the 70's and 80's. But I may be on the losing end of this debate.